RiskCounts is a New York-based Risk Solutions firm. We offer Risk & Compliance as a Service (RCaaS), a cloud based managed services platform.

As part of this service, we help our clients with two main services:

  1. 1. Risk Framework advisory: We advise our clients on the key components of an Enterprise Risk Management framework, and create a custom fit-for-purpose framework for them
  2. 2. Cloud Software and Managed Services: Once the framework is ready, we operationalize that framework using our cloud-based software platform. Our teams support the platform in a managed services offering, with high touch help for the clients in using and configuring the platform and testing their controls

 

Our special focus is on risk identification & assessment, control framework, policies, staffing & organization, metrics, economic capital, risk control self-assessment (RCSA), issue management, and regulatory compliance. Our typical clients include community banks, fintech and financial intermediaries and service providers.

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Advisory & Consulting Services

Key Offerings

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    Advisory & Consultative process to help set up (or review / refurbish) Enterprise Risk Management programs, identify and assess risks, install and configure bespoke Policies & Procedures, and satisfy all stakeholder needs in Risk, Regulatory, Compliance, and Due Diligence
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    Operational Risk tools including Risk Control Self-Assessment, Key Risk & Control Indicators, Scenario Analysis, and Economic Capital
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    Economic (Risk) Capital modules with Capital computation and analysis methodologies consistent with all global standards and regulatory regimes
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    Holistic Scenario Analysis & Stress-Testing modules with what-if capabilities across individual risks as well as overall enterprise risk portfolio with respect to geopolitical, macroeconomic, and all enterprise risk factors

Key Benefits

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    Holistic offering for all Enterprise Risk Management needs
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    Specialized focus on various risks such as Operational, Compliance, Regulatory, and including Information/Cyber Security, Business Continuity, IT Change Management, Vendor Management, and Data Management
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    Strong commitment to small-medium firms and Fintech companies
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    Design and implementation by experienced and highly reputed Risk Managers
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    Affordable, easy to implement , rapid to deploy, and complete products and services

How do we help our clients?

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We design and provide innovative technology solutions and implement Enterprise Risk Management software (ERM) as a tailored program; creating modular solutions that suit the business landscape and stakeholder demands. Our core specialty offering is in all aspects of Operational Risk Management.

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Our GRC Software Solution helps clients respond to Due-Diligence queries from investors, clients, and partners; develop standard packages, and assimilate / streamline in-house due-diligence databases.

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We help clients focus on the most significant risks they face in the current market including internal fraud, information & data security, business continuity & disaster recovery, vendor / third-party management, credit risk management, stress-testing, economic capital, and regulatory compliance.